UNITED STATES  
  SECURITIES AND EXCHANGE COMMISSION  
  Washington, D.C. 20549  

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. __)

 

Summit Midstream Partners, LP

(Name of Issuer)

 

Common Units 

(Title of Class of Securities)

 

866142409

(CUSIP Number)

 

November 17, 2020

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)
x Rule 13d-1(c)
o Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


 

 

  

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XXVII CLO Tax Subsidiary Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
12,189
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
12,189
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
12,189
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%*
 
  12 Type of Reporting Person
CO
           

  

 

 

-2-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XXVII CLO Ltd.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Cayman Islands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
12,189
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
12,189
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
12,189
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
FI
               

 

-3-

 

  

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XXVIIIR CLO Tax Subsidiary Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
13,531
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
13,531
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
13,531
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
CO
               

 

-4-

 

  

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XXVIIIR CLO Ltd.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Cayman Islands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
13,531
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
13,531
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
13,531
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
FI
               

 

-5-

 

  

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XXIX CLO Tax Subsidiary Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
10,615
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
10,615
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
10,615
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
CO
               

 

-6-

 

  

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XXIX CLO Ltd.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Cayman Islands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
10,615
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
10,615
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
10,615
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
FI
               

 

-7-

 

  

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XXXIR CLO Tax Subsidiary Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
22,374
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
22,374
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
22,374
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.4%
 
  12 Type of Reporting Person
CO
               

 

-8-

 

  

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XXXIR CLO Ltd.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Cayman Islands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
22,374
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
22,374
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
22,374
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.4%
 
  12 Type of Reporting Person
FI
               

 

-9-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XXXIIR CLO Tax Subsidiary Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
11,874
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
11,874
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
11,874
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
CO
               

 

-10-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XXXIIR CLO Ltd.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Cayman Islands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
11,874
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
11,874
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
11,874
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
FI
               

 

-11-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XXXIV CLO Tax Subsidiary Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
18,999
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
18,999
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
18,999
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.3%
 
  12 Type of Reporting Person
CO
               

 

-12-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XXXIV CLO Ltd.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Cayman Islands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
18,999
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
18,999
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
18,999
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.3%
 
  12 Type of Reporting Person
FI
               

 

-13-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XXXVR CLO Tax Subsidiary Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
10,974
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
10,974
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
10,974
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
CO
               

 

-14-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XXXVR CLO Ltd.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Cayman Islands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
10,974
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
10,974
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
10,974
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
FI
               

 

-15-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XXXVII CLO Issuer Subsidiary Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
17,083
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
17,083
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
17,083
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.3%
 
  12 Type of Reporting Person
CO
               

 

-16-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XXXVII CLO Ltd.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Cayman Islands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
17,083
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
17,083
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
17,083
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.3%
 
  12 Type of Reporting Person
FI
               

 

-17-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XXXVIII CLO Tax Subsidiary Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
10,408
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
10,408
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
10,408
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
CO
               

 

-18-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XXXVIII CLO Ltd.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Cayman Islands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
10,408
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
10,408
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
10,408
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
FI
               

 

-19-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XXXIX CLO Tax Subsidiary Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
11,874
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
11,874
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
11,874
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
CO
               

 

-20-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XXXIX CLO Ltd.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Cayman Islands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
11,874
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
11,874
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
11,874
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
FI
               

 

-21-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XL CLO Tax Subsidiary Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
17,533
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
17,533
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
17,533
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.3%
 
  12 Type of Reporting Person
CO
               

 

-22-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XL CLO Ltd.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Cayman Islands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
17,533
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
17,533
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
17,533
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.3%
 
  12 Type of Reporting Person
FI
               

 

-23-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XLI CLO Tax Subsidiary Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
15,166
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
15,166
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
15,166
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.3%
 
  12 Type of Reporting Person
CO
               

 

-24-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XLI CLO Ltd.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Cayman Islands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
15,166
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
15,166
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
15,166
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.3%
 
  12 Type of Reporting Person
FI
               

 

-25-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XLII CLO Tax Subsidiary Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
11,403
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
11,403
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
11,403
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
CO
               

 

-26-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XLII CLO Ltd.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Cayman Islands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
11,403
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
11,403
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
11,403
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
FI
               

 

-27-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XLIII CLO Tax Subsidiary Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
17,607
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
17,607
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
17,607
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.3%
 
  12 Type of Reporting Person
CO
               

 

-28-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XLIII CLO Ltd.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Cayman Islands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
17,607
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
17,607
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
17,607
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.3%
 
  12 Type of Reporting Person
FI
               

 

-29-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XLIV CLO Tax Subsidiary Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
43,316
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
43,316
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
43,316
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.7%
 
  12 Type of Reporting Person
CO
               

 

-30-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XLIV CLO Ltd.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Cayman Islands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
43,316
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
43,316
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
43,316
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.7%
 
  12 Type of Reporting Person
FI
               

 

-31-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XLV CLO Issuer Subsidiary Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
11,265
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
11,265
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
11,265
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
CO
               

 

-32-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XLV CLO Ltd.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Cayman Islands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
11,265
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
11,265
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
11,265
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
FI
               

 

-33-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XLVI CLO Tax Subsidiary Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
14,657
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
14,657
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
14,657
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
CO
               

 

-34-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XLVI CLO Ltd.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Cayman Islands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
14,657
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
14,657
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
14,657
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
FI
               

 

-35-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XLVII CLO Tax Subsidiary Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
17,100
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
17,100
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
17,100
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.3%
 
  12 Type of Reporting Person
CO
               

 

-36-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XLVII CLO Ltd.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Cayman Islands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
17,100
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
17,100
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
17,100
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.3%
 
  12 Type of Reporting Person
FI
               

 

-37-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XLVIII CLO Tax Subsidiary Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
12,843
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
12,843
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
12,843
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
CO
               

 

-38-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XLVIII CLO Ltd.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Cayman Islands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
12,843
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
12,843
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
12,843
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
FI
               

 

-39-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XLIX CLO Tax Subsidiary Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
11,332
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
11,332
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
11,332
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
CO
               

 

-40-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares XLIX CLO Ltd.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Cayman Islands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
11,332
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
11,332
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
11,332
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
0.2%
 
  12 Type of Reporting Person
FI
               

 

-41-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares Management LLC
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
312,143
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
312,143
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
312,143
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
5.1%
 
  12 Type of Reporting Person
OO (Limited Liability Company)
               

 

-42-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares Management Holdings L.P.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
312,143
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
312,143
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
312,143
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
5.1%
 
  12 Type of Reporting Person
PN
               

 

-43-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares Holdco LLC
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
312,143
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
312,143
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
312,143
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
5.1%
 
  12 Type of Reporting Person
OO (Limited Liability Company)
               

 

-44-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares Holdings Inc.
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
312,143
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
312,143
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
312,143
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
5.1%
 
  12 Type of Reporting Person
CO
               

 

-45-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares Management Corporation
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
312,143
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
312,143
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
312,143
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
5.1%
 
  12 Type of Reporting Person
CO
               

 

-46-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares Voting LLC
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
312,143
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
312,143
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
312,143
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
5.1%
 
  12 Type of Reporting Person
OO (Limited Liability Company)
               

 

-47-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares Management GP LLC
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
312,143
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
312,143
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
312,143
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
5.1%
 
  12 Type of Reporting Person
OO (Limited Liability Company)
               

 

-48-

 

 

CUSIP No. 866142409 Schedule 13G  
 
  1 Names of Reporting Persons
Ares Partners Holdco LLC
 
  2 Check the Appropriate Box if a Member of a Group
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizen or Place of Organization
Delaware
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
312,143
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
312,143
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person
312,143
 
  10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o
Not Applicable
 
  11 Percent of Class Represented by Amount in Row 9
5.1%
 
  12 Type of Reporting Person
OO (Limited Liability Company)
               

 

-49-

 

 

Item 1.
  (a) Name of Issuer:
Summit Midstream Partners, LP (the “Issuer”)
  (b)

Address of Issuer’s Principal Executive Offices:
910 Louisiana Street, Suite 4200

Houston, TX 77002

 
Item 2.
  (a) Name of Person Filing:
Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons”. This statement is filed on behalf of the Ares Direct Holders (as defined below), the Ares Lenders of Record (as defined below), Ares Management LLC, Ares Management Holdings L.P. (“Ares Management Holdings”), Ares Holdco LLC (“Ares Holdco”), Ares Holdings Inc. (“Ares Holdings”), Ares Management Corporation (“Ares Management”), Ares Voting LLC (“Ares Voting”), Ares Management GP LLC (“Ares Management GP”) and Ares Partners Holdco LLC (“Ares Partners”).
  (b) Address or Principal Business Office:
The business address of each Reporting Person is 2000 Avenue of the Stars, 12th Floor, Los Angeles, California 90067.
  (c)

Citizenship of each Reporting Person is:
Each of the Ares Direct Holders, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Holdings, Ares Management, Ares Voting, Ares Management GP and Ares Partners is organized in the State of Delaware.

 

Each of the Ares Lenders of Record is organized in the Cayman Islands.

  (d) Title of Class of Securities:
Common Units
  (e) CUSIP Number:
866142409

 

Item 3.

 

Not applicable.

 

Item 4. Ownership

 

Ownership (a-b)

 

Pursuant to the Transaction Support Agreement (the “TSA”), dated as of September 29, 2020, by and among the Issuer, Summit Midstream Partners Holdings, LLC (“SMP Holdings”), Summit Midstream Partners, LLC (“Summit Investments”) (each subsidiaries of the Issuer), and the Directing Lenders (as defined therein), the parties to the TSA agreed to discharge and restructure certain indebtedness under the Term Loan Agreement (the “Term Loan”), dated as of March 21, 2017, by and among SMP Holdings, as borrower, and the lenders party thereto, including certain of the Reporting Persons (the “Term Loan Lenders”).

 

As contemplated by the TSA and pursuant to the terms of the Strict Foreclosure Agreement (the “Strict Foreclosure Agreement”), dated as of November 17, 2020 (the “Closing Date”), by and among SMP Holdings, Summit Investments and the Term Loan Agent (as defined therein), the Directing Lenders directed the Term Loan Agent to execute a strict foreclosure on behalf of the Directing Lenders on 2,306,972 Common Units pledged as collateral under the Term Loan (the “Specified Collateral”) due to SMP Holdings’ failure to pay certain required amortization payments. Pursuant to the Strict Foreclosure Agreement, SMP Holdings and Summit Investments entered into a General Assignment and Bill of Sale on the Closing Date, pursuant to which SMP Holdings and Summit Investments assigned, transferred and conveyed the Specified Collateral to all Term Loan Lenders on a pro rata basis (the “Assignment”). As a result of the Assignment, the Ares Direct Holders (as defined below) acquired beneficial ownership of the Common Units described in this Schedule 13G.

 

 

The ownership information presented below sets forth the number and percentage of the Issuer’s Common Units that each Reporting Person beneficially owns or may be deemed to beneficially own as of the filing date of this Schedule 13G, based on (i) 3,774,992 Common Units issued and outstanding as of November 9, 2020 (as disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission on November 10, 2020) plus (ii) 2,306,972 Common Units transferred to the Term Loan Lenders in connection with the Assignment. The Reporting Persons collectively beneficially own or may be deemed to beneficially own an aggregate of 312,143 Common Units. Such Common Units are held of record by the Reporting Persons listed under the heading “Ares Direct Holder” in the table below (each, an “Ares Direct Holder,” and collectively, the “Ares Direct Holders”) in the amounts set forth opposite each such Ares Direct Holder’s respective name. Each of the Reporting Persons listed under the heading “Ares Lender of Record” in the table below (each, an “Ares Lender of Record,” and collectively, “Ares Lenders of Record”) directly controls the Ares Direct Holder set forth opposite its respective name.

 

Ares Direct Holder Number of Common
Units Held of Record
Percent of
Class
Ares Lender of Record
Ares XXVII CLO Tax Subsidiary Inc. 12,189 0.2% Ares XXVII CLO Ltd.
Ares XXVIIIR CLO Tax Subsidiary Inc. 13,531 0.2% Ares XXVIIIR CLO Ltd.
Ares XXIX CLO Tax Subsidiary Inc. 10,615 0.2% Ares XXIX CLO Ltd.
Ares XXXIR CLO Tax Subsidiary Inc. 22,374 0.4% Ares XXXIR CLO Ltd.
Ares XXXIIR CLO Tax Subsidiary Inc. 11,874 0.2% Ares XXXIIR CLO Ltd.
Ares XXXIV CLO Tax Subsidiary Inc. 18,999 0.3% Ares XXXIV CLO Ltd.
Ares XXXVR CLO Tax Subsidiary Inc. 10,974 0.2% Ares XXXVR CLO Ltd.
Ares XXXVII CLO Issuer Subsidiary Inc. 17,083 0.3% Ares XXXVII CLO Ltd.
Ares XXXVIII CLO Tax Subsidiary Inc. 10,408 0.2% Ares XXXVIII CLO Ltd.
Ares XXXIX CLO Tax Subsidiary Inc. 11,874 0.2% Ares XXXIX CLO Ltd.
Ares XL CLO Tax Subsidiary Inc. 17,533 0.3% Ares XL CLO Ltd.
Ares XLI CLO Tax Subsidiary Inc. 15,166 0.3% Ares XLI CLO Ltd.
Ares XLII CLO Tax Subsidiary Inc. 11,403 0.2% Ares XLII CLO Ltd.
Ares XLIII CLO Tax Subsidiary Inc. 17,607 0.3% Ares XLIII CLO Ltd.
Ares XLIV CLO Tax Subsidiary Inc. 43,316 0.7% Ares XLIV CLO Ltd.
Ares XLV CLO Issuer Subsidiary Inc. 11,265 0.2% Ares XLV CLO Ltd.
Ares XLVI CLO Tax Subsidiary Inc. 14,657 0.2% Ares XLVI CLO Ltd.
Ares XLVII CLO Tax Subsidiary Inc. 17,100 0.3% Ares XLVII CLO Ltd.
Ares XLVIII CLO Tax Subsidiary Inc. 12,843 0.2% Ares XLVIII CLO Ltd.
Ares XLIX CLO Tax Subsidiary Inc. 11,332 0.2% Ares XLIX CLO Ltd.

 

 

Ares Management LLC controls, directly or indirectly, each Ares Lender of Record. The sole member of Ares Management LLC is Ares Management Holdings, and the general partner of Ares Management Holdings is Ares Holdco. The sole member of Ares Holdco is Ares Holdings. The sole stockholder of Ares Holdings is Ares Management. Ares Management GP is the sole holder of the Class B Common Stock, $0.01 par value per share, of Ares Management (the “Class B Common Stock”) and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the “Class C Common Stock”). Pursuant to Ares Management’s Certificate of Incorporation in effect as of the date of this Schedule 13G, the holders of the Class B Common Stock and the Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Michael R. McFerran, Antony P. Ressler and Bennett Rosenthal (collectively, the “Board Members”). Mr. Ressler generally has veto authority over decisions by the Board Members.

 

Each of the Reporting Persons (other than the Ares Direct Holders, in each case, solely with respect to the Common Units held of record by each such Ares Direct Holder as set forth above), the Board Members and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Units for purposes of Section 13(d) of the Act and the rules under Section 13(d) of the Act.

 

(c) The information contained on the cover pages to this Schedule 13G is incorporated herein by reference.

 


Item 5.
Ownership of Five Percent or Less of a Class

 

Not applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person

 

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

 

Not applicable.

 

Item 8. Identification and Classification of Members of the Group

 

Not applicable.

 

Item 9. Notice of Dissolution of Group

 

Not applicable.

 

Item 10. Certification

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date:  November 27, 2020

 

  Ares XXVII CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXVII CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXVIIIR CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXVIIIR CLO Ltd.
   
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory

 

 

  Ares XXIX CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXIX CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXIR CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXIR CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXIIR CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXIIR CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory

 

 

  Ares XXXIV CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXIV CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXVR CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXVR CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXVII CLO Issuer Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXVII CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory

 

 

  Ares XXXVIII CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXVIII CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXIX CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXIX CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XL CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XL CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory

 

 

  Ares XLI CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLI CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLII CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLII CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLIII CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLIII CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory

 

 

  Ares XLIV CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLIV CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLV CLO Issuer Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLV CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLVI CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLVI CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory

 

 

  Ares XLVII CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLVII CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLVIII CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLVIII CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLIX CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLIX CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory

 

 

  Ares Management LLC
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares Management Holdings L.P.
     
  By: Ares Holdco LLC
  Its: General Partner
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares Holdco LLC
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares Holdings Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares Management Corporation
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares Management GP LLC
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares Voting LLC
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
   
  Ares Partners Holdco LLC
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory

 

 

LIST OF EXHIBITS

 

Exhibit No.   Description
     
99.1   Joint Filing Agreement

 

Exhibit 99.1

 

 

JOINT FILING AGREEMENT

 

The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.

 

In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each other on behalf of each of them of such a statement on Schedule 13G with respect to the Common Stock of Centric Brands, Inc. beneficially owned by each of them. This Joint Filing Agreement shall be included as an exhibit to such Schedule 13G.

 

IN WITNESS WHEREOF, the undersigned hereby execute this Joint Filing Agreement as of the 27th day of November, 2020.

 

  Ares XXVII CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXVII CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXVIIIR CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXVIIIR CLO Ltd.
   
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory

 

 

  Ares XXIX CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXIX CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXIR CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXIR CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXIIR CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXIIR CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory

 

 

  Ares XXXIV CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXIV CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXVR CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXVR CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXVII CLO Issuer Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXVII CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory

 

 

  Ares XXXVIII CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXVIII CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXIX CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XXXIX CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XL CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XL CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory

 

 

  Ares XLI CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLI CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLII CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLII CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLIII CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLIII CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory

 

 

  Ares XLIV CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLIV CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLV CLO Issuer Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLV CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLVI CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLVI CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory

 

 

  Ares XLVII CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLVII CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLVIII CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLVIII CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLIX CLO Tax Subsidiary Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares XLIX CLO Ltd.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory

 

 

  Ares Management LLC
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares Management Holdings L.P.
     
  By: Ares Holdco LLC
  Its: General Partner
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares Holdco LLC
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares Holdings Inc.
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares Management Corporation
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares Management GP LLC
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
     
  Ares Voting LLC
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory
   
  Ares Partners Holdco LLC
     
  Signed: /s/ Naseem Sagati Aghili
  Name: Naseem Sagati Aghili
  Title: Authorized Signatory