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UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

(Amendment No.   )

 

Summit Midstream Partners, LP

(Name of Issuer)

 

Common Units

(Title of Class of Securities)

 

866142409

(CUSIP Number)

 

November 17, 2020

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

x

Rule 13d-1(b)

o

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2012-II-R Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

4,563

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

4,563

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

4,563

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

2

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2013-III-R Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

3,574.48

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

3,574.48

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

3,574.48

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

3

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2013-IV Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

1,876.14

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

1,876.14

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,876.14

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

4

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2014 Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

7,525.31

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

7,525.31

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

7,525.31

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

5

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2014-III Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

4,146.17

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

4,146.17

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

4,146.17

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

6

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2014-II-R Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

4,095.16

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

4,095.16

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

4,095.16

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

7

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2014-IV-R Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

3,556.14

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

3,556.14

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

3,556.14

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

8

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2014-V Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

7,047.7

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

7,047.7

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

7,047.7

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

9

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2015-I Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

7,190.42

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

7,190.42

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

7,190.42

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

10

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2015-II Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

5,382.05

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

5,382.05

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

5,382.05

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

11

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2015-III Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

3,961.98

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

3,961.98

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

3,961.98

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

12

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2015-IV Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

2,864.84

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

2,864.84

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

2,864.84

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

13

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2015-V Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

2,606.51

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

2,606.51

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

2,606.51

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

14

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2016-I Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

3,974.75

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

3,974.75

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

3,974.75

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

15

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2017-I Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

19,612.21

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

19,612.21

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

19,612.21

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.3%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

16

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2017-II Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

11,662.7

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

11,662.7

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

11,662.7

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.2%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

17

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2017-III Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

13,687.96

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

13,687.96

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

13,687.96

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.2%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

18

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2017-IV Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

8,422.32

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

8,422.32

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

8,422.32

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

19

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2017-V Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

16,330.34

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

16,330.34

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

16,330.34

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.3%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

20

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

CIFC 2018-I Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

Delaware

 

 

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5

Sole Voting Power

0

 

6

Shared Voting Power

8,621.65

 

7

Sole Dispositive Power

0

 

8

Shared Dispositive Power

8,621.65

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

8,621.65

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

0.1%

 

 

12

Type of Reporting Person

OO (Limited Liability Company)

 

 

 

 

 

 

 

 

 

21

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2018-III Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

9,398.25

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

9,398.25

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

9,398.25

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.2%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

 

 

 

 

 

 

 

 

22

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2018-V Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

6,444.11

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

6,444.11

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

6,444.11

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

 

 

 

 

 

 

 

 

23

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2019-I Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

19,692.74

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

19,692.74

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

19,692.74

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.3%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

 

 

 

 

 

 

 

 

24

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2019-II Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

29,091.79

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

29,091.79

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

29,091.79

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.5%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

 

 

 

 

 

 

 

 

25

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2019-III Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

29,952.92

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

29,952.92

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

29,952.92

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.5%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

 

 

 

 

 

 

 

 

26

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC 2019-IV Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

11,468.96

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

11,468.96

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

11,468.96

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.2%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

 

 

 

 

 

 

 

 

27

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Loan Opportunity Fund Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

10,225.1

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

10,225.1

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

10,225.1

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.2%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

 

 

 

 

 

 

 

 

28

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Loan Opportunity Fund II Blocker 1 LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

7,668.82

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

7,668.82

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

7,668.82

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

OO (Limited Liability Company)

 

 

 

 

 

 

 

 

 

29

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

JSS Special Investments FCP (SIF) - JSS Senior Loan Fund

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Luxembourg

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

30,435.3

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

30,435.3

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

30,435.3

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.5%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

30

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC  Funding 2012-II-R, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

4,563

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

4,563

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

4,563

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

  

 

 

31

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2013-III-R, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

3,574.48

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

3,574.48

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

3,574.48

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

  

 

 

32

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2013-IV, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

1,876.14

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

1,876.14

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,876.14

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

33

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2014, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

7,525.31

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

7,525.31

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

7,525.31

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

34

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding  2014-III, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

4,146.17

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

4,146.17

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

4,146.17

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

35

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding  2014-II-R, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

4,095.16

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

4,095.16

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

4,095.16

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

36

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2014-IV-R, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

3,556.14

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

3,556.14

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

3,556.14

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

37

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2014-V, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

7,047.7

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

7,047.7

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

7,047.7

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

38

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2015-I, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

7,190.42

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

7,190.42

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

7,190.42

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

39

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2015-II, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

5,382.05

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

5,382.05

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

5,382.05

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

40

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding  2015-III, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

3,961.98

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

3,961.98

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

3,961.98

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

41

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2015-IV, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

2,864.84

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

2,864.84

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

2,864.84

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

42

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2015-V, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

2,606.51

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

2,606.51

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

2,606.51

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

43

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding  2016-I, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

3,974.75

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

3,974.75

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

3,974.75

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

44

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2017-I, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

19,612.21

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

19,612.21

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

19,612.21

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.3%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

45

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2017-II, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

11,662.7

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

11,662.7

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

11,662.7

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.2%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

46

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2017-III, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

13,387.96

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

13,387.96

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

13,387.96

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.2%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

47

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2017-IV, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

8,422.32

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

8,422.32

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

8,422.32

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

48

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2017-V, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

16,330.34

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

16,330.34

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

16,330.34

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.3%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

49

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2018-I, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

8,621.65

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

8,621.65

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

8,621.65

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

50

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2018-III, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

9,398.35

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

9,398.35

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

9,398.35

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.2%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

51

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2018-V, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

6,444.11

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

6,444.11

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

6,444.11

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

52

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2019-I, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

19,692.74

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

19,692.74

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

19,692.74

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.3%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

53

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2019-II, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

29,091.79

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

29,091.79

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

29,091.79

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.5%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

54

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2019-III, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

29,952.92

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

29,952.92

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

29,952.92

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.5%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

55

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Funding 2019-IV, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

11,468.96

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

11,468.96

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

11,468.96

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.2%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

56

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Loan Opportunity Fund, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

10,225.1

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

10,225.1

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

10,225.1

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.2%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

57

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Loan Opportunity Fund II, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Cayman Islands

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

7,668.82

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

7,668.82

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

7,668.82

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

0.1%

 

 

12

Type of Reporting Person

 

FI

 

 

 

 

 

 

 

 

 

58

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Asset Management LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

295,080

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

295,080

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

295,080

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

4.9%

 

 

12

Type of Reporting Person

 

IA

 

 

 

 

 

 

 

 

 

59

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Asset Management Holdings LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

295,080

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

295,080

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

295,080

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

4.9%

 

 

12

Type of Reporting Person

 

HC

 

 

 

 

 

 

 

 

 

60

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC Corp.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

295,080

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

295,080

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

295,080

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

4.9%

 

 

12

Type of Reporting Person

 

HC, CO

 

 

 

 

 

 

 

 

 

61

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

CIFC LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

295,080

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

295,080

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

295,080

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

4.9%

 

 

12

Type of Reporting Person

 

HC

 

 

 

 

 

 

 

 

 

62

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

Centricus Holdings I LP

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Delaware

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

295,080

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

295,080

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

295,080

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

4.9%

 

 

12

Type of Reporting Person

 

HC, PN

 

 

 

 

 

 

 

 

 

63

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

Centricus Financial Investments GP Limited

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Jersey

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

295,080

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

295,080

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

295,080

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

4.9%

 

 

12

Type of Reporting Person

 

HC, FI

 

 

 

 

 

 

 

 

 

64

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

Nizar Al-Bassam

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Saudi Arabia & United Kingdom 

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

295,080

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

295,080

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

295,080

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

4.9%

 

 

12

Type of Reporting Person

 

HC, IN

 

 

 

 

 

 

 

 

 

65

 

CUSIP No. 866142409

Schedule 13G

 

 

 

1

Names of Reporting Persons

 

Dalinc Ariburnu

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizen or Place of Organization

 

Turkey & United Kingdom 

 

 

 

Number of

 

Shares

 

Beneficially

 

Owned by

 

Each

 

Reporting

 

Person With

5

Sole Voting Power

 

0

 

6

Shared Voting Power

 

295,080

 

7

Sole Dispositive Power

 

0

 

8

Shared Dispositive Power

 

295,080

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

295,080

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

Not Applicable

 

 

11

Percent of Class Represented by Amount in Row 9

 

4.9%

 

 

12

Type of Reporting Person

 

HC, IN

 

 

 

 

 

 

 

 

 

66

 

Item 1.

 

(a)

Name of Issuer:

 

Summit Midstream Partners, LP (the “Issuer”)

 

(b)

Address of Issuer’s Principal Executive Offices:

 

910 Louisiana Street, Suite 4200

Houston, TX 77002

 

Item 2.

 

(a)

Name of Person Filing:

 

Each of the following is hereinafter individually referred to as a “CIFC Reporting Person” and collectively as the “CIFC Reporting Persons”: the CIFC Direct Holders (as defined below), the CIFC Lenders of Record (as defined below), CIFC Asset Management LLC, CIFC Asset Management Holdings LLC (“CIFC Asset Management Holdings”), CIFC Corp. and CIFC LLC.

 

Each of the following is hereinafter individually referred to as a “Centricus Reporting Person” and collectively as the “Centricus Reporting Persons”: Centricus Holdings I LP and Centricus Financial Investments GP Limited.

 

This statement is filed on behalf of the CIFC Reporting Persons, the Centricus Reporting Persons, Nizar Al-Bassam and Dalinc Ariburnu (each, a “Reporting Person” and collectively, the “Reporting Persons”).

 

 

(b)

Address or Principal Business Office:

 

The business address of each CIFC Reporting Person is 250 Park Avenue, 4th Floor, New York, New York 10177.

 

The business address of each Centricus Reporting Person is IFC 5, St Helier, Jersey JE1 1ST.

 

The business address of each of Nizar Al-Bassam and Dalinc Ariburnu is Byron House, 7-9 St James’s Street, London SW1A 1EE.

 

 

(c)

Citizenship of each Reporting Person is:

 

Each of the CIFC Direct Holders (other than JSS Senior Loan Fund), CIFC Asset Management LLC, CIFC Asset Management Holdings, CIFC Corp., CIFC LLC and Centricus Holdings I LP is organized in the State of Delaware.

 

Centricus Financial Investments GP Limited is organized in Jersey.

 

Nizar Al-Bassam is a citizen of Saudi Arabia and the United Kingdom.

 

Dalinc Ariburnu is a citizen of Turkey and the United Kingdom.

 

JSS Senior Loan Fund is organized in Luxembourg.

 

Each of the CIFC Lenders of Record is organized in the Cayman Islands.

 

(d)

Title of Class of Securities:

 

Common Units

 

(e)

CUSIP Number:

 

866142409

 

Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 

(b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 

(c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

67

 

(d) o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);

 

(e) x An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

 

(f) o An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

 

(g) x A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j) o A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

 

(k) o Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____

 

Item 4.

Ownership

 

Ownership (a-b)

 

Pursuant to the Transaction Support Agreement (the “TSA”), dated as of September 29, 2020, by and among the Issuer, Summit Midstream Partners Holdings, LLC (“SMP Holdings”), Summit Midstream Partners, LLC (“Summit Investments”) (each subsidiaries of the Issuer), and the Directing Lenders (as defined therein), the parties to the TSA agreed to discharge and restructure certain indebtedness under the Term Loan Agreement (the “Term Loan”), dated as of March 21, 2017, by and among SMP Holdings, as borrower, and the lenders party thereto, including certain of the Reporting Persons (the “Term Loan Lenders”).

 

As contemplated by the TSA and pursuant to the terms of the Strict Foreclosure Agreement (the “Strict Foreclosure Agreement”), dated as of November 17, 2020 (the “Closing Date”), by and among SMP Holdings, Summit Investments and the Term Loan Agent (as defined therein), the Directing Lenders directed the Term Loan Agent to execute a strict foreclosure on behalf of the Directing Lenders on 2,306,972 Common Units pledged as collateral under the Term Loan (the “Specified Collateral”) due to SMP Holdings’ failure to pay certain required amortization payments. Pursuant to the Strict Foreclosure Agreement, SMP Holdings and Summit Investments entered into a General Assignment and Bill of Sale on the Closing Date, pursuant to which SMP Holdings and Summit Investments assigned, transferred and conveyed the Specified Collateral to all Term Loan Lenders on a pro rata basis (the “Assignment”). As a result of the Assignment, the CIFC Direct Holders (as defined below) acquired beneficial ownership of the Common Units described in this Schedule 13G.

 

The ownership information presented below sets forth the number and percentage of the Issuer’s Common Units that each Reporting Person beneficially owns or may be deemed to beneficially own as of the filing date of this Schedule 13G, based on (i) 3,774,992 Common Units issued and outstanding as of November 9, 2020 (as disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission on November 10, 2020) plus (ii) 2,306,972 Common Units transferred to the Term Loan Lenders in connection with the Assignment. As of December 31, 2020 and as of the filing date of this Schedule 13G, the Reporting Persons collectively beneficially own or may be deemed to beneficially own an aggregate of 370,080 Common Units and 295,080 Common Units, respectively. As of the date hereof, such Common Units are held of record by the Reporting Persons listed under the heading “CIFC Direct Holder” in the table below (each, an “CIFC Direct Holder,” and collectively, the “CIFC Direct Holders”) in the amounts set forth opposite each such CIFC Direct Holder’s respective name. Each of the Reporting Persons listed under the heading “CIFC Lender of Record” in the table below (each, an “CIFC Lender of Record,” and collectively, “CIFC Lenders of Record”) directly controls the CIFC Direct Holder set forth opposite its respective name.

 

68

 

CIFC Direct Holder

 

Number of Common
Units Held of Record

 

Percent of
Class

 

CIFC Lender of Record

 

CIFC 2012-II-R Blocker 1 LLC

 

4,563

 

0.1

%

CIFC Funding 2012-II-R, Ltd.

 

CIFC 2013-III-R Blocker 1 LLC

 

3,574.48

 

0.1

%

CIFC Funding 2013-III-R, Ltd.

 

CIFC 2013-IV Blocker 1 LLC

 

1,876.14

 

0.1

%

CIFC Funding 2013-IV, Ltd.

 

CIFC 2014 Blocker 1 LLC

 

7,525,31

 

0.1

%

CIFC Funding 2014, Ltd.

 

CIFC 2014-III Blocker 1 LLC

 

4,146.17

 

0.1

%

CIFC Funding 2014-III, Ltd.

 

CIFC 2014-II-R Blocker 1 LLC

 

4,095.16

 

0.1

%

CIFC Funding 2014-II-R, Ltd.

 

CIFC 2014-IV-R Blocker 1 LLC

 

3,556.14

 

0.1

%

CIFC Funding 2014-IV-R, Ltd.

 

CIFC 2014-V Blocker 1 LLC

 

7,047.7

 

0.1

%

CIFC Funding 2014-V, Ltd.

 

CIFC 2015-I Blocker 1 LLC

 

7,190.42

 

0.1

%

CIFC Funding 2015-I, Ltd.

 

CIFC 2015-II Blocker 1 LLC

 

5,382.05

 

0.1

%

CIFC Funding 2015-II, Ltd.

 

CIFC 2015-III Blocker 1 LLC

 

3,961.98

 

0.1

%

CIFC Funding 2015-III, Ltd.

 

CIFC 2015-IV Blocker 1 LLC

 

2,864.84

 

0.1

%

CIFC Funding 2015-IV, Ltd.

 

CIFC 2015-V Blocker 1 LLC

 

2,606.51

 

0.1

%

CIFC Funding 2015-V, Ltd.

 

CIFC 2016-I Blocker 1 LLC

 

3,974.75

 

0.1

%

CIFC Funding 2016-I, Ltd.

 

CIFC 2017-I Blocker 1 LLC

 

19,612.21

 

0.3

%

CIFC Funding 2017-I, Ltd.

 

CIFC 2017-II Blocker 1 LLC

 

11,662.7

 

0.2

%

CIFC Funding 2017-II, Ltd.

 

CIFC 2017-III Blocker 1 LLC

 

13,687.96

 

0.2

%

CIFC Funding 2017-III, Ltd.

 

CIFC 2017-IV Blocker 1 LLC

 

8,422.32

 

0.1

%

CIFC Funding 2017-IV, Ltd.

 

CIFC 2017-V Blocker 1 LLC

 

16,330.34

 

0.3

%

CIFC Funding 2017-V, Ltd.

 

CIFC 2018-I Blocker 1 LLC

 

8,621.65

 

0.1

%

CIFC Funding 2018-I, Ltd.

 

CIFC 2018-III Blocker 1 LLC

 

9,398.25

 

0.2

%

CIFC Funding 2018-III, Ltd.

 

CIFC 2018-V Blocker 1 LLC

 

6,444.11

 

0.1

%

CIFC Funding 2018-V, Ltd.

 

CIFC 2019-I Blocker 1 LLC

 

19,962.74

 

0.3

%

CIFC Funding 2019-I, Ltd.

 

CIFC 2019-II Blocker 1 LLC

 

29,091.79

 

0.5

%

CIFC Funding 2019-II, Ltd.

 

CIFC 2019-III Blocker 1 LLC

 

29,952.92

 

0.5

%

CIFC Funding 2019-III, Ltd.

 

CIFC 2019-IV Blocker 1 LLC

 

11,468.96

 

0.2

%

CIFC Funding 2019-IV, Ltd.

 

 

69

 

CIFC Loan Opportunity Fund Blocker 1 LLC

 

10,225.1

 

0.2

%

CIFC Loan Opportunity Fund, Ltd.

 

CIFC Loan Opportunity Fund II Blocker 1 LLC

 

7,668.82

 

0.1

%

CIFC Loan Opportunity Fund II, Ltd.

 

SMA - JSS Senior Loan Fund

 

30,435.3

 

0.5

%

Not applicable

 

 

CIFC Asset Management LLC controls, directly or indirectly, each CIFC Lender of Record. The sole member of CIFC Asset Management LLC is CIFC Management Holdings. The sole member of CIFC Asset Management Holdings LLC is CIFC Corp. The sole stockholder of CIFC Corp. is CIFC LLC. The sole member of CIFC LLC is Centricus Holdings I LP. The general partner of Centricus Holdings I LP is Centricus Financial Investments GP Limited. Nizar Al-Bassam and Dalinc Ariburnu, through a series of holding companies, each beneficially own 50% of the equity of Centricus Financial Investments GP Limited.

 

Each of the Reporting Persons (other than the CIFC Direct Holders, in each case, solely with respect to the Common Units held of record by each such CIFC Direct Holder as set forth above), the directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Units for purposes of Section 13(d) of the Act and the rules under Section 13(d) of the Act.

 

(c) The information contained on the cover pages to this Schedule 13G is incorporated herein by reference.

 

Item 5.

Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: x

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

 

CIFC Asset Management LLC is a registered investment adviser.

 

Item 8.

Identification and Classification of Members of the Group

 

Not applicable.

 

Item 9.

Notice of Dissolution of Group

 

Not applicable.

 

70

 

Item 10.

Certification

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date:  February 16, 2021

 

 

CIFC 2012-II-R Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2012-II-R, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2013-III-R Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2013-III-R, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2013-IV Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2013-IV, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

71

 

 

CIFC 2014 Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2014, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2014-III Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2014-III, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2014-II-R Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2014-II-R, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2014-IV-R Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2014-IV-R, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2014-V Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

72

 

 

CIFC Funding 2014-V, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2015-I Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2015-I, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2015-II Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2015-II, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2015-III Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2015-III, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2015-IV Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2015-IV, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

73

 

 

CIFC 2015-V Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2015-V, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2016-I Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2016-I, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2017-I Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2017-I, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2017-II Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2017-II, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2017-III Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

74

 

 

CIFC Funding 2017-III, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2017-IV Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2017-IV, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2017-V Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2017-V, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2018-I Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2018-I, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

  

CIFC 2018-III Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2018-III, Ltd.

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

75

 

 

CIFC 2018-V Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2018-V, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2019-I Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2019-I, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2019-II Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

CIFC Funding 2019-II, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2019-III Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2019-III, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2019-IV Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

76

 

 

CIFC Funding 2019-IV, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Loan Opportunity Fund Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Loan Opportunity Fund, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Loan Opportunity Fund II Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Loan Opportunity Fund II, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

JSS Senior Loan Fund

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Asset Management LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Asset Management Holdings LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Corp.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

77

 

 

CIFC LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

Centricus Holdings I LP

 

 

 

By: Centricus Financial Investments GP Limited, its general partner

 

 

 

Signed:

/s/ Tamara Williams

 

Name:

Tamara Williams

 

Title:

Director

 

 

 

Centricus Financial Investments GP Limited

 

 

 

Signed:

/s/ Tamara Williams

 

Name:

Tamara Williams

 

Title:

Director

 

 

 

 

Nizar Al-Bassam

 

 

 

Signed:

/s/ Nizar Al-Bassam

 

 

 

Dalinc Ariburnu

 

 

 

Signed:

/s/ Dalinc Ariburnu

 

78

 

LIST OF EXHIBITS

 

Exhibit No.

 

Description

 

 

 

99.1

 

Joint Filing Agreement

 

79

Exhibit 99.1

 

JOINT FILING AGREEMENT

 

The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.

 

In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each other on behalf of each of them of such a statement on Schedule 13G with respect to the Common Units of Summit Midstream Partners, LP beneficially owned by each of them. This Joint Filing Agreement shall be included as an exhibit to such Schedule 13G.

 

IN WITNESS WHEREOF, the undersigned hereby execute this Joint Filing Agreement as of the 16th day of February, 2021.

 

 

 

CIFC 2012-II-R Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2012-II-R, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2013-III-R Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2013-III-R, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2013-IV Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

CIFC Funding 2013-IV, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2014 Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2014, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2014-III Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2014-III, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2014-II-R Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2014-II-R, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2014-IV-R Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2014-IV-R, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

CIFC 2014-V Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2014-V, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2015-I Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2015-I, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2015-II Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2015-II, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2015-III Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2015-III, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2015-IV Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

CIFC Funding 2015-IV, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2015-V Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2015-V, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2016-I Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2016-I, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2017-I Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2017-I, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2017-II Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2017-II, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

CIFC 2017-III Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2017-III, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2017-IV Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2017-IV, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2017-V Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2017-V, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2018-I Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2018-I, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2018-III Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

CIFC Funding 2018-III, Ltd.

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2018-V Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2018-V, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2019-I Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2019-I, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2019-II Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2019-II, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC 2019-III Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2019-III, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

CIFC 2019-IV Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Funding 2019-IV, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Loan Opportunity Fund Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Loan Opportunity Fund, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Loan Opportunity Fund II Blocker 1 LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Loan Opportunity Fund II, Ltd.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

JSS Senior Loan Fund

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Asset Management LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC Asset Management Holdings LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

CIFC Corp.

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

CIFC LLC

 

 

 

 

Signed:

/s/ Julian Weldon

 

Name:

Julian Weldon

 

Title:

Secretary

 

 

 

 

Centricus Holdings I LP

 

 

 

By: Centricus Financial Investments GP Limited, its general partner

 

 

 

Signed:

/s/ Tamara Williams

 

Name:

Tamara Williams

 

Title:

Director

 

 

 

Centricus Financial Investments GP Limited

 

 

 

Signed:

/s/ Tamara Williams

 

Name:

Tamara Williams

 

Title:

Director

 

 

Nizar Al-Bassam

 

 

 

Signed:

/s/ Nizar Al-Bassam

 

 

 

Dalinc Ariburnu

 

 

 

Signed:

/s/ Dalinc Ariburnu